On the possible
origin of life within the Earth's crust,
and the implications for finding life
on other worlds:
a non-technical inquiry
A
junkyard contains all
the bits and pieces of
a Boeing 747,
dismembered and in disarray.
A whirlwind happens to
blow through the yard.
What is the chance that
after its passage
a fully assembled 747,
ready to fly, will be
found standing there?
So small as to be negligible,
even if a tornado were
to blow through
enough junkyards to fill
the whole Universe. Fred
Hoyle [1]
Sometimes
I think we're alone. Sometimes
I think we're not.
In either case, the prospect
is staggering! Arthur
C. Clarke
[2]
Introduction
This paper supports
the hypothesis that life may have begun
within the Earth's crust, in steady
conditions of heat, pressure and reactive
chemistry (e.g. Fox et al, 1995, Lazcano
& Miller 1996, Taylor 1996, Davies
1999). Devastating impacts from comets
and asteroids were much more common
during the early history of the Earth
than they are now, and these impacts,
combined with other phenomena such
as proximate supernovae, would seem
to make the possibility of life developing
at the surface unlikely. Further support
for this idea comes from the recent
discovery of microorganisms, called
Chemosynthetic Lithoautotrophs,
that live deep in the basalts of the
ocean floors.
Some may consider
this hypothesis rather improbable,
but for the purposes of investigating
life on other worlds, it only needs
to be possible. We should
also bear in mind that much (if not
most) of the Earth's biomass lives
below the surface. (Ref.)
Planets and moons that at first sight
seem uninhabitable may still harbor
life beneath their surfaces if the
right conditions exist, as is widely
hoped for on Europa - a moon of Jupiter
- and perhaps even Mars.
On December 7th
1876, the converted British corvette
HMS Challenger set sail
on what was to be a four year voyage
to systematically survey the world's
oceans. A central aim of the expedition
was to search the sea bed for clues
as to the origin of life on Earth. [3] Although unsuccessful in this regard,
Sir John Murray, editor of the fifty volume
Report of the Scientific Results
of the Exploring Voyage of H.M.S.
Challenger, nevertheless described
the voyage as "the greatest
advance in the knowledge of our planet
since the celebrated discoveries
of the fifteenth and sixteenth centuries." [4]
Despite the achievements
of the geologists of the
time—in particular James
Hutton and Darwin's mentor
Charles Lyell[5]—nineteenth century scientists were unsure
of the age of the Earth.
Many educated people still
believed the seventeenth
century assertion of Bishop
Usher, that the world had
been created in 4004 BC.
Added to this, and notwithstanding
Darwin's impact on his peers,
much doubt remained as to
whether Natural Selection
could account for the variety
and complexity of life observed
even if the world was older
than had been traditionally
believed.
More than a century after the Challenger
returned to Portsmouth, and in spite
of subsequent advances in understanding—both
of the formation of the early Earth
and of how lineages evolve—the mystery
of life's origin remains unsolved.
The instincts of the Challenger's
scientists, however, may have been
sharper than we suppose. Recent discoveries
have taken origin-of-life researchers
back to the bottom of the oceans,
and in particular to the geologic
features found at plate boundaries.
[6]
What has led researchers to these
sites has been the discovery of organisms
living in what were previously considered
lethally toxic conditions around
oceanic hydrothermal vents. This
finding has given rise to speculation
that earthly life may have originated
at one of these sites. [7] This is an appealing idea, but these vents
only remain open for short periods
of time—too brief, it would seem,
for life to both begin and evolve
sufficiently to survive after the
vent closes.
[8] Defenders argue that these
objections presume hydrothermal venting
four billion years ago resembled
that of today. This is unlikely to
be the case, and in any event rift
zones may remain active for hundreds
of millions of years—easily enough
time for substantial genetic drift.
As we shall see, the early Earth
could hardly have been more different
from the temperate planet we call
home, and Hadean crustal activity
is now a hotly pursued avenue of
research. [9]
Further support for the sub-surface
abiogenesis hypothesis comes from
another, more recent discovery of
bacteria [10] living in, and feeding
on, the "glassy" basaltic rocks of
the sea bed.
[11] These bacteria are found
around the globe, wherever bores
have been taken, at depths of up
to four hundred meters beneath the
sea floor (and up to four thousand
meters beneath sea level!). These
bacteria are from the family Chemosynthetic
Lithoautotrophs. The first part
of their name refers to their particular
means of metabolism—chemosynthesis—the
manufacture of carbohydrates from
CO2 and H2O
using energy obtained from chemical
reactions between non-organic compounds
such as Si, H2, NH3,
NO2, and H2S.
[12] As for lithoautotroph,
'litho' is from the Greek for stone,
'auto' is Greek for self, and finally
'troph' is from the Greek to nourish.
'Autotroph' thus refers to the fact
that these organisms gather their
'own' carbon from CO2 rather
than from organic sources.
Preliminary results indicate that
microorganisms of this kind have
been eating away at the Earth's recycling
crust for billions of years, and
it is now clear that they are responsible
for changes in rock chemistry previously
thought to be caused by purely physical
processes—an important consideration
when looking at the geologic and
atmospheric composition of other
worlds. There is also widespread
speculation that the Earth's carbon
cycle may also be influenced by these
organisms. In any case, their existence
demonstrates that the Earth's biosphere
extends even further than previously
thought, and is another reminder
that life endures in the most unlikely
places.
Chemosynthetic Lithoautotrophs are
members of a wider group of microbes
known as the "extremophiles"
[13]—usually defined as organisms
that make their livings in what seem,
to us, especially hostile environments—at
the margins of what is supposedly
habitable. Extreme environments include:
hydrothermal vents, hot sulphurous
springs, even lakes underneath glaciers;
and bizarre as it may sound, one
of these "hellish" primeval environments—although
devoid of oxygen, bathed in all manner
of seemingly toxic chemistry, and
subject to temperatures and pressures
that would thoroughly cook most living
things—may have been the nursery
of life on Earth, and for a time
the only place where any
kind of life existed. Indeed, most
organisms that live in these conditions
would find the low-pressure, oxygen-rich,
and ultraviolet-intense conditions
of the contemporary Earth's surface
every bit as lethal as their environments
would be to us. To them, we
are the extremophiles.
As evolutionary theorists
from Darwin onwards have pointed
out,
[14] there are simply given
environmental conditions—of temperature,
acidity, pressure, chemistry and
so on—and every organism functions
within its preferred range. An organism
simply exists in a given environment
at a given time, and depending on
the range of conditions it can endure,
and the resources available, it either
survives or dies. If it lives, and
multiplies, the differential survival
of its descendants is the mark of
successful adaptation.
The early earth was quite unlike
the world we know, and would certainly
have been far too hostile for any
human to endure. The physicist and
astrobiologist Paul
Davies begins his 1999 book The
Fifth Miracle (since retitled
The Origin of Life) with
the following scenario:
Imagine boarding
a time machine and being transported
back four billion years. What will
await you when you step out? No green
hills or sandy shores. No white cliffs
or dense forests. The young planet
bears little resemblance to its equable
appearance today. Indeed, the name
"Earth" seems a serious
misnomer. "Ocean" would
suit better, for the whole world
is almost completely submerged beneath
a deep layer of hot water. No continents
divide the scalding seas. Here and
there the peak of a mighty volcano
thrusts above the surface of the
water and belches forth immense clouds
of noxious gas. The atmosphere is
crushingly dense and completely unbreathable.
The sky, when free of cloud, is lit
by a sun as deadly as a nuclear reactor,
drenching the planet in ultraviolet
rays. At night, bright meteors flash
across the heavens. Occasionally
a large meteorite penetrates the
atmosphere and plunges into the ocean,
raising gigantic tsunamis, kilometers
high, which crash around the globe.
The seabed at the base of the global
ocean is unlike the familiar rock
of today. A Hadean furnace lies just
beneath, still aglow with primeval
heat. In places the thin crust ruptures,
producing vast fissures from which
molten lava erupts to invade the
ocean depths. The seawater, prevented
from boiling by the enormous pressure
of the overlying layers, infuses
the labyrinthine fumaroles, creating
a tumultuous chemical imbroglio that
reaches deep into the heaving crust.
And somewhere in those torrid depths,
in the dark recesses of the seabed,
something extraordinary is happening,
something that is destined to reshape
the planet and, eventually perhaps,
the universe. Life is being born. [15]
Thanks to tectonic
activity, nothing remains of the
Earth's surface from the Hadean era,
so finding evidence that indicates
what was going on requires ingenious
investigation. Evidence of ancient
life comes in two primary forms:
fossils, and deposits of organic
carbon—both of which are found in
rocks. This is problematic because
there are no surviving rocks—and
therefore fossils—from four billion
years ago. [16]
The oldest carbon-bearing rocks discovered
to date have been unearthed in Greenland
(3.7 to 3.8 billion years old [17]), but claims that they
demonstrate evidence of life are
contested. The oldest reliable fossils
yet discovered are 3.465 billion
years old (GA - giga-annum),
[18] and it is highly unlikely
that they represent the earliest
life on Earth. The inevitable conclusion
being that life began, as Davies
suggests, as soon as the planet had
cooled sufficiently for liquid water
to form.
A recent additional resource available
to researchers is DNA. The rate at
which DNA mutates is becoming increasingly
better known and researchers are
able to use this data as a molecular
clock. If any extant microorganisms
live in conditions similar to those
that prevailed 4 GA ago, then perhaps
they carry some vestigial clues within
their DNA as to their ancestors'
physiology and thus their environment.
Hopefully this technique will yield
results soon.
Also, as the Moon testifies, the
early Earth was subject to persistent
and violent bombardment by cosmic
debris. [19] This fact is at odds with the widely
held (and seemingly reasonable) supposition
that for life to begin, exactly the
right conditions must exist at some
locality, followed by a substantial
period of time during which these
benign conditions (whatever they
may be) prevail. This period of "gestation"
is necessary for fragile life to
spread and genetic variation to evolve,
for without any variety for natural
selection to operate on, all life
would be identical and therefore
equally vulnerable to extinction.
It would seem, therefore, that any
nascent life form evolving on or
near the surface of our planet (and
perhaps any planet) during
the first few million years or so
of its existence would be in grave
and continuous peril.
On Earth, frequent climactic, chemical,
and perhaps even sterilizing events
may have occurred during that time
as a result of impacts,
[20] and it might therefore
be profitable to consider alternative,
more protected sites where the presumably
delicate and complicated chemistry
necessary for the formation of life
could have proceeded with less interruption.
If, on the other hand, life did
begin on or near the Earth's surface
(or perhaps even in the atmosphere)
during this period of heavy bombardment,
as some suggest, [21] then
it may have been that life began
not once, but several times—somehow
reappearing after each Darwinian
pond evaporated or sterilizing impact
struck.
[22] This would mean that the
appearance of life was no lucky chance,
in fact quite the contrary, it would
suggest that life cannot be prevented
if the conditions are right. If Earthly
life, in all its fragility, originated
at the surface, it somehow survived
both the inevitable cosmic hazards
that occasionally sterilized the
surface, and the caustic levels of
ultra-violet radiation present at
the time—perhaps forty times greater
than we experience today.
[23]
Rather than endowing emergent life
with a clutch of extraordinary properties
that few evolved organisms possess,
I prefer to reflect on the certainty
that the Earth's first living things
must have existed in a survivable
and nourishing environment. Professor
Davies' (and others) conjecture seems,
therefore, quite appealing: life
on Earth began not in "some warm
little pond" as Darwin imagined,
[24] nor at the boundary between
water and land, as has been supposed,
nor even in the oceans themselves,
but deep within the Earth's crust.
The attractions of this model are:
constant temperature and pressure
from geothermal activity; a steady
supply of energy and reactive chemistry;
and protection from the volatile
and violent environmental changes
occurring at the surface. In this
scenario, life may only have needed
to begin once, and could have gradually
evolved into more varied and robust
forms before finally "emerging" on
the surface of the planet when sufficient
environmental changes and/or genetic
drift had occurred. This might also
partially explain why the earliest
known fossils—of photosynthesizing
and surface dwelling cyanobacteria
and the early stromatolites—are relatively
complex structures: their subterranean
ancestors had already been around
for quite a while.
Introducing this paper
is a quote from Fred Hoyle in which
he seeks to show that life cannot
simply spring into existence by chance,
and therefore that a more elaborate—and
perhaps intelligent—mechanism must
have played a part. His argument
seems unassailable if we take his
metaphor of a 747 being serendipitously
assembled by a hurricane as an accurate
reflection of the problem. But he
overstates the case. The Earth's
first life was surely more like the
Wright Brothers' Flyer than
a Boeing 747, and the metaphor looks
quite different if we restate the
problem thus: various items are scattered
across a junkyard. Is it possible
that the forces of nature will eventually
configure a number of them in such
a way as to produce something
that can fly? Or, translated into
Darwinian language, given certain
molecules, favorable conditions and
sufficient time, will nature put
something together that can minimally
replicate?
A question every bit as perplexing
as life's origin is explaining how
life has survived. The Australian
astronomer Ray Norris has noted that
aside from asteroid impacts, the
effects of nearby supernovae and
gamma ray bursters need to be borne
in mind, as their effects should
blast Earth with deadly radiation
every 200 million years or so.
[25] Norris believes that some
of these events should be more than
adequate to effectively sterilize
the planet. Yet four billion years
after life began on Earth, and despite
several partial extinction events,
life is still flourishing, so it
seems either his calculation is very
wrong, or Earth has been unbelievably
lucky. Of course, organisms protected
by several kilometers of rock and
water would be far less vulnerable
to these cosmic dangers. But if Norris's
threat is right, then we need to
consider the possibility that most
life in the universe is underground—as
it is on Earth. [26] The processes of life may have begun on
many planets throughout the galaxy,
possibly deep beneath their surfaces,
but because of unfavorable conditions,
including Norris's scenario, it has
never evolved beyond the microbial
stage or made it to the surface.
Conclusion
Where there
is at least occasional access
to liquid water, a source
of carbon (even if it is
bound to oxygen) and some
harnessable energy, life
thrives—in every place we
look, and it is possible
that some life forms present
on Earth today closely resemble
some of the earliest replicating
organisms. The leading contenders
for this distinction are
microbes that shun oxygen
and sunlight, and prosper
in conditions of intense
heat, pressure, and the steady
reactive chemistry found
in rocks—what has come to
be known as the Subsurface
Lithoautotrophic Microbial
Ecosystem or SLiME. That
similar ecosystems might
exist on other worlds, including
Europa, or even Mars, is
no longer a startling claim.
The question is not whether
such organisms could
exist on these worlds, but
rather, were the necessary
conditions ever in place
for these kinds of organisms
to evolve?
[1] Hoyle, Fred, 1983, The
Intelligent Universe, Michael
Joseph, London, p.19
[2] A quote sometimes attributed
to R. Buckminster Fuller. I have
not been able to trace a definitive
source.
[3] Goldsmith, Donald & Owen,
Tobias, 2001, The Search for
Life in the Universe, University
Science Books, p.5, and the HMS
Challenger Home Page: http://www.soc.soton.ac.uk/OTHERS/CSMS/
[5] Originators of the controversial
theory of Uniformitarianism - that
the world is millions of years
old (not thousands), and that ancient
changes in the earth's surface
were made by the same forces (volcanoes,
earthquakes, etc) that act on the
earth now. He rejected the idea
of "catastrophism"-that
radical changes in geography occurred
suddenly and dramatically.
[7] e.g., Imai, E., Honda, H.,
Hatori, K., Brack, A. and Matsuno,
K., 1999, 'Elongation of oligopeptides
in a simulated submarine hydrothermal
system', Science 283(5403):831-833
and: Fox, S. W. 1995. To cellular
life and neurocellular assemblies.
In Evolutionary Biochemistryand Related Areas of Physicochemical
Biology, B. F. Poglazov, B.
I. Kurganov, M. S. Kritsky, and
K. L. Gladilin, eds., Bach Institute
of Biochemistry and ANKO, Moscow,
pp. 151-159. and: Taylor, G. Jeffrey
"Life Underground."
PSR Discoveries, 1996, see http://www.psrd.hawaii.edu/Dec96/LifeUnderground.html
[8] Wells, W., 1997, 'Taking
life to bits', New Scientist
155(2095):30-33
[9] e.g., Bowring, S.A., King,
J.E., Housh, T.B., Isachsen, C.E.
and Podosek, F.A., 1989, Neodymium
and lead isotope evidence for enriched
early Archaean crust in North America.
Nature, 340, 222-225.
[14] e.g., Dennett, Daniel,
1995, Darwin's Dangerous Idea,
Allen Lane, London
[15] Davies, P, 1999, The
Fifth Miracle: The Search for the
Origin and Meaning of Life
(since retitled: The Origin
of Life), Simon & Schuster,
New York, p1
[16] Bowring, S. A., T. B. Housh,
C. E. Isachsen, and D. S. Colman,
The 4.0 Ga Acasta Gneisses: a smoking
gun for steady-state crustal growth
(abstract), EOS, 75 (16),
59, 1994.
[18] Schopf, William, 1993,
The Discovery of Earth's Earliest
Fossils, Princeton University
Press. The oldest well dated
microsfossils described by Schopf
are from the Apex Chert at Marble
Bar, Western Australia - 3.465
billion years old - see http://www.earth.ox.ac.uk/research/geobiology/geobiology.htm
[24] A remark Darwin made in
a letter to a friend. He never
published his thoughts on life's
origin. Cited in: Dennett, Daniel,
1995, Darwin's Dangerous Idea,
Allen Lane, London, p150,